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stage four · how the deal is built and paid for

Acquisition financing.

Every layer of the capital stack is cheaper than the one above it and more dangerous than the one below. Getting the mix wrong is survivable; getting the covenants wrong often is not.

begin here

Where are you in the journey?

Start a private conversation with the Acquisition Concierge, already scoped to acquisition financing. Pick a starting point, or describe your situation directly.

Acquisition Conciergeacquisition financing · orientation, not a substitute for your own advisors
Let's look at the stack. Tell me roughly the purchase price you are contemplating, what the target's earnings look like, and what you could contribute, I'll orient you on the layers and what each would demand.

Financing an acquisition is an exercise in deciding how much fixed obligation the combined business can carry through a year that does not go to plan. Senior bank debt is the cheapest capital and the least forgiving, it comes with covenants tested quarterly and a lender whose remedies are contractual. Seller notes are frequently the most useful layer in a private-company deal, because they cost less than outside capital and keep the seller economically interested in the business performing. Mezzanine and private credit fill gaps at a price. Outside equity is the most expensive and the most permanent. The determining discipline throughout is downside modeling: what the schedule and the covenants look like if the acquired business earns materially less than forecast, which is the scenario in which financing structures actually get tested.

mechanisms

The layers of the stack.

Roughly in order of cost, from cheapest and most demanding to most expensive and most patient.

Senior bank debt

The cheapest money, secured, with financial covenants and the tightest constraints on how you run the business.

Government-guaranteed lending

Programs such as SBA lending in the United States, which can support smaller acquisitions on terms conventional lenders will not offer, with their own eligibility rules and personal guarantee expectations.

Seller notes

Deferred consideration payable by the buyer over time. Often the most useful layer: cheaper than outside capital, and it keeps the seller invested in the outcome.

Mezzanine & private credit

Subordinated capital filling the gap between senior debt and equity, at a materially higher cost and often with warrants.

Minority equity & family offices

Outside equity from family offices, independent sponsors or minority investors, expensive, permanent, and it brings a partner.

Rollover equity

The seller retaining a stake in the acquired business, reducing cash required at closing and aligning them with what happens next.

methodology

What the evidence shows — and what we examine.

How financing is approached.

Downside modeling firstDebt service and covenant headroom tested against underperformance, not against the plan, the only test that matters.
Lender selectionWhich lenders actually do acquisition finance at your size and in your sector, and which relationship is worth starting early.
Term sheet comparisonComparing offers on covenants, amortisation, prepayment and personal guarantees, not only on rate.
Filling the gapWhere seller paper, rollover or mezzanine bridges the difference between price and available senior debt.
what's at stake

What the financing decides.

Leverage sets how much room you have to be wrong. It is the variable that converts a disappointing acquisition into an existential one.

fixed obligations through a downturn covenant compliance working capital left in the business personal guarantees capacity to invest after closing the core business you already own

Model the bad year, not the plan.

Nearly every acquisition model shows comfortable coverage at forecast. The useful exercise is coverage at seventy-five per cent of forecast, because that is the year in which covenants get tested and options disappear.

common questions

Financing, practical questions.

How much leverage is reasonable?

It depends on the durability of the cash flow far more than on a rule of thumb, and lenders will express a view based on their own appetite rather than yours. The question worth asking is not what you can borrow but what you can service in a bad year: a business with contracted recurring revenue and low capital intensity carries materially more debt safely than a project-based business with lumpy earnings and heavy equipment needs. Buyers get into difficulty by treating the maximum a lender will advance as guidance about what is prudent.

Is a seller note a good idea?

Frequently yes, for reasons beyond cost. It reduces cash needed at closing, it usually prices below outside capital, and, most usefully, it keeps the seller economically exposed to the business performing after they leave, which changes how forthcoming they are during transition. Sellers often accept one in exchange for a higher headline price. The terms to negotiate carefully are subordination to your senior lender, the right to offset indemnity claims against the note, and what happens on default.

What is rollover equity and when does it make sense?

The seller retains a minority stake in the acquired business rather than taking all cash. It reduces the cash required at closing and creates genuine alignment where you need the seller engaged after the transaction, particularly in businesses with concentrated customer relationships. The trade-off is that you acquire a minority shareholder, so the shareholders' agreement matters a great deal: governance, information rights, and above all a clear mechanism and timetable for eventually buying them out.

Will I have to give a personal guarantee?

For acquisitions in the lower middle market, frequently yes, and it is one of the most consequential terms in the whole transaction. Guarantees vary widely in scope, full recourse, limited, capped, or falling away once leverage or coverage targets are met for a period, and that variation is negotiable in a way the interest rate often is not. Understand precisely what is being guaranteed, whether it survives a sale of the business, and what specifically releases it. This warrants your own counsel, not the lender's explanation.

related

Related specialization areas & resources.

Working out how to fund it?

Describe the transaction and your own balance sheet. The Concierge will orient you on the stack and what lenders will want.

Acquisition Conciergeorientation · not legal, tax or valuation advice
Let's look at the stack. Tell me roughly the purchase price you are contemplating, what the target's earnings look like, and what you could contribute, I'll orient you on the layers and what each would demand.