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The Hubris Hypothesis of Corporate Takeovers

Richard Roll · 1986 · The Journal of Business, vol. 59, no. 2, p. 197

Strategy & readinessValuation & diligenceAny buyer about to decide what a target is worth to them
Why it is on the shelf. This is the intellectual ancestor of every warning on this shelf about overpaying, and the reason the Institute keeps asking why you believe your number. Roll proposed that bidders are subject to the winner’s curse: in a contest to value a target, the bidder who wins is disproportionately likely to be the one who overestimated, and the premium is therefore partly a measure of error rather than of value.

The Institute's reading

Roll’s move is to take the evidence that acquirers gain little and offer an explanation that requires no villains. Managers need not be empire-building or self-dealing. They need only be confident, individually reasonable, and wrong in a particular direction. Across many valuations of the same target, the estimates scatter; the bid that wins is drawn from the high tail of that scatter. Winning is therefore evidence about your own estimate, and the evidence is unflattering.

For a private buyer the mechanism is easy to dismiss and should not be. It is tempting to say that a proprietary conversation with a retiring owner involves no auction and therefore no winner’s curse. But the curse does not require rival bidders, only a distribution of possible valuations of which yours is one. If your number is the one that justifies proceeding and a more cautious analysis would not, you are standing in the same tail Roll described. This is why the Institute’s harder question is not what the business is worth but what would have to be true for your number to be too high.

Key propositions

  • Takeover premiums may reflect valuation errors by bidders rather than real gains from combination.
  • The bidder who wins a contested target is selected for having made the most optimistic estimate, which is the winner’s curse applied to corporate control.
  • The hypothesis explains the pattern of small or negative acquirer returns without assuming managers act against their shareholders.

In practice

  • Before bidding, write down what would have to be true for your valuation to be too high, and have someone with no stake in the deal argue that case.
  • Treat the fact that a seller accepted your number quickly as information about the number, not as a compliment.

Where authorities disagree

Jensen and Ruback, also on this shelf, marshal the evidence that corporate control transactions do create value, and Fuller, Netter and Stegemoller find that buyers of private targets earn positive returns where buyers of public ones do not. Roll is best read as an explanation of bidder behavior rather than a verdict that acquisitions destroy value, and the private-company reader should hold it alongside that private-target evidence rather than instead of it.

Acquisition Conciergeorientation · not legal, tax or valuation advice
Happy to dig into it. What would you like to pressure-test from The Hubris Hypothesis of Corporate Takeovers: one of its propositions, how it applies to your situation, or where it disagrees with the rest of the shelf?