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Articles & papers

Which CEO Characteristics and Abilities Matter?

Steven N. Kaplan, Mark M. Klebanov, and Morten Sørensen · The Journal of Finance, 2012 · The Journal of Finance, vol. 67, no. 3, pp. 973-1007

IntegrationValuation & diligenceBuyers assessing the management they are about to inherit or install
Why it is on the shelf. The rare hard evidence on management assessment, built from structured evaluations of hundreds of CEO candidates in buyout situations: general ability and execution skills predicted subsequent performance; interpersonal warmth alone did not.

The Institute's reading

Kaplan, Klebanov and Sørensen analyzed detailed assessments of CEO candidates for private equity portfolio companies and found candidates vary along two broad dimensions: general ability, and a contrast between execution skills and interpersonal skills. Subsequent company performance lined up with ability and execution, the fast, aggressive, persistent, efficient profile, rather than with the likable, team-oriented profile alone.

The Institute’s reading: buyers systematically over-weight rapport, and every seller’s management team includes someone charming. This paper says to interview for evidence of execution, decisions made, standards enforced, things actually finished, and to treat charm as pleasant noise. It is the academic backbone for structured management diligence, and the reason the scenario library’s management questions read the way they do.

Key propositions

  • General ability and execution skills predict performance; interpersonal polish alone does not.
  • Structured assessment beats impressionistic interviewing for the decisions an acquisition forces.

In practice

  • Write structured scorecards for retained and incoming leadership before diligence starts, not after doubts do.
Acquisition Conciergeorientation · not legal, tax or valuation advice
Happy to dig into it. What would you like to pressure-test from Which CEO Characteristics and Abilities Matter?: one of its propositions, how it applies to your situation, or where it disagrees with the rest of the shelf?